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Comments on Interim Final Rule: Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 15

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Date Sort descending	Letter Type	Commenter Name
July 16, 2001	Public Comment	Paul V. Reagan, Senior Vice President and U.S. General Counsel, Harris Trust & Savings Bank
July 16, 2001	Public Comment	W. David Hemingway, Chief Financial Officer, Zions Bancorporation
July 16, 2001	Public Comment	William C. Mutterperl, Executive Vice President, General Counsel and Secretary, FleetBoston Financial Corporation
July 12, 2001	Public Comment	Thomas C. Blank, General Counsel, The Association of Independent Trust Companies
July 2, 2001	Public Comment	Melanie L. Fein, Esq., Federated Investors, Inc.
June 12, 2001	Public Comment	Teri Jones Cox, Vice President, HR/Compliance, Central National Bank, Enid, OK

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-12-01

Release Number

34-44291

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