Regulatory Release

Prohibition on the Use of Brokerage Commissions To Finance Distribution

Details

Rule Type
Final
Release Number
IC-26591
SEC Issue Date
Effective Date

October 14, 2004

Compliance Date

December 13, 2004

Federal Register Publish Date
Document Citation

69 FR 54727

RIN
3235-AJ07

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023