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Regulatory Release

Custody of Funds or Securities of Clients by Investment Advisers

Details

Rule Type

Proposed

Release Number

IA-2876

SEC Issue Date

May 20, 2009 | 1:24 pm ET

Federal Register Publish Date

May 27, 2009 | 6:14 pm ET

Document Citation

74 FR 25353

RIN

3235-AK32

Resources

Proposed Rule Release No. IA-2876

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Custody of Funds or Securities of Clients by Investment Advisers

Details

Resources

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Custody of Funds or Securities of Clients by Investment Advisers

Details

Resources