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Regulatory Release

Customer Protection-Reserves and Custody of Securities; Delegation of Authority to the Director of the Division of Market Regulation

Details

Rule Type

Final

Release Number

34-47480

SEC Issue Date

March 11, 2003 | 1:21 pm ET

Effective Date

April 16, 2003

Federal Register Publish Date

March 17, 2003 | 6:11 pm ET

Document Citation

68 FR 12779

RIN

3235-AI51

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Customer Protection-Reserves and Custody of Securities; Delegation of Authority to the Director of the Division of Market Regulation

Details

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Customer Protection-Reserves and Custody of Securities; Delegation of Authority to the Director of the Division of Market Regulation

Details

Resources