Regulatory Release

Applicability of CFTC and SEC Customer Protection, Recordkeeping, Reporting, and Bankruptcy Rules and the Securities Investor Protection Act of 1970 to Accounts Holding Security Futures Products

Details

Rule Type
Final
Release Number
34-46473
SEC Issue Date
Effective Date

September 13, 2002, except § 240.17a-4( l ) and (m) will be effective May 2, 2003.

Federal Register Publish Date
Document Citation

67 FR 67445

RIN
3038-AB76, 3235-AI32

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023