Regulatory Release

Registration of Broker-Dealers Pursuant to Section 15(b)(11) of the Securities Exchange Act of 1934

Details

Rule Type
Final
Release Number
34-44730
SEC Issue Date
Effective Date

August 27, 2001

Federal Register Publish Date
Document Citation

66 FR 45137

RIN
3235-AI21

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023