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Comments on Concept Release

Securities Act Concepts and Their Effects on Capital Formation

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Date Sort descending	Letter Type	Commenter Name
Dec. 13, 1996	Public Comment	Shearman & Sterling, New York
Dec. 11, 1996	Public Comment	John M. Liftin, Chair, Committee on Federal Regulation of Securities; John J. Huber, Chair, Subcommittee on 1933 Act - General; Stanley Keller, Co-Chair, Task Force on Small Business Issuers; William J. Williams, Jr., Chair, Task Force on Review of the Federal Securities Laws; all of the Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association, Chicago, Ill.
Nov. 8, 1996	Public Comment	the Executive Committee of the Corporate Bond Division of the Bond Market Trade Association ("PSA")
Oct. 31, 1996	Public Comment	Jonathan C. Dickey, Gibson, Dunn & Crutcher, LLP, Palo Alto, California
Oct. 25, 1996	Public Comment	Richard E. Gutman, Chairman of the Committee on Securities Regulation, and Gerald S. Backman, Chairman of the Task Force on Capital Formation and Regulatory Processes, of the Business Law Section of the New York State Bar Association

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-19-96

Release Number

33-7314

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