Comments on Concept Release: Request for Comment on the Effects of Decimal Trading in Subpennies

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Date Received
Date Letter Type Commenter Name
Public Comment Christopher Nagy, Trading Director, Ameritrade
Public Comment Cameron Smith, General Counsel, The Island ECN Inc.
Public Comment J. R. Leming, Brookhaven, Miss
Public Comment Michael T. Dorsey, Senior Vice President, General Counsel, Secretary, Knight Trading Group, Inc.
Public Comment Josh Levine
Public Comment Donald D. Kittell, Executive Vice President, Securities Industry Association
Public Comment Craig S. Tyle, General Counsel, Investment Company Institute
Public Comment Carl Z. Giannone
Public Comment Andrew A. Davis, Chairman and William R. Surman, Senior Vice President, The Rock Island Company, Chicago, IL
Public Comment William O'Brian, Senior Vice President and General Counsel, LLC on behalf of the ECN Sub-Committee of the Trading Issues Committee of the Security Traders Association
Public Comment Terry L. March, President and CEO, Midwood Securities Inc.
Additional Files:
Public Comment Sean McGowan
Public Comment David Blazer, NASD Executive Respresentative, Investors Resources Group Inc.
Public Comment Jeffrey H. King, Sr., CEO, Quaker Securities, Inc.
Public Comment Steve Dalton, Dalton Strategic Investment Services, Inc.
Public Comment Frank Yang, Mohegan Lake, NY

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-14-01
Release Number
34-44568
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