Comments on Proposed Rule: Rating Agencies and the Use of Credit Ratings under the Federal Securities Laws

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Date Sort descending	Letter Type	Commenter Name
Dec. 2, 2003	Public Comment	Oscar M. Jasaui, President, Pacific Credit Rating
Nov. 3, 2003	Public Comment	Dr. Patrick James Caragata, Managing Director and CEO, Rapid Ratings PTY Limited, Brisbane, Australia
Oct. 20, 2003	Meeting with SEC Officials	Memorandum from Mandy Sturmfelz regarding a July 8, 2003 meeting with Fidelity Investments
Oct. 20, 2003	Meeting with SEC Officials	Memorandum from Mandy Sturmfelz regarding a June 10, 2003 meeting with Fidelity Investments
Oct. 20, 2003	Meeting with SEC Officials	Memorandum from Mandy Sturmfelz regarding a September 11, 2003 meeting with Moody's Corporation and Moody's Investors Service Inc.
Sept. 15, 2003	Public Comment	Georgia K. Fountoulakis
Sept. 15, 2003	Public Comment	Kevin Winter, Senior Principal Investment Officer, California Public Employees Retirement System
Aug. 8, 2003	Public Comment	Richard Raeburn, Chief Executive; John Grout, Technical Director, The Association of Corporate Treasurers, United Kingdom
Aug. 5, 2003	Public Comment	Walter Schroeder, President, Dominion Bond Rating Service Limited
July 31, 2003	Public Comment	David Colling, Product Director, ABS Reports (UK) Limited
July 31, 2003	Public Comment	Jeffrey P. Neubert, President and CEO, The New York Clearing House Association L.L.C.
July 28, 2003	Public Comment	Amy B.R. Lancellotta, Senior Counsel, Investment Company Institute
July 28, 2003	Public Comment	Barbara Roper, Director of Investor Protection, Consumer Federation of America
July 28, 2003	Public Comment	Cate Long, Multiple Markets
July 28, 2003	Public Comment	Charles D. Brown, General Counsel, Fitch Ratings
July 28, 2003	Public Comment	Cheryl Kallem, Chair, SIA Capital Committe
July 28, 2003	Public Comment	Daisuke Kotegawa, Deputy Director-General, Minister's Secretariat, Ministry of Finance, Japan
July 28, 2003	Public Comment	Denise Voigt Crawford, Securities Commissioner, Texas State Securities Board
July 28, 2003	Public Comment	Frank Partnoy, University of San Diego School of Law, San Diego, CA
July 28, 2003	Public Comment	Gregory V. Serio, Superintendent, New York Insurance Department, Chair, NAIC Rating Agency Working Group, National Association of Insurance Commissioners
July 28, 2003	Public Comment	James A. Kaitz, President and CEO, Association for Financial Professionals
July 28, 2003	Public Comment	James I. Kaplan, Associate General Counsel, Northern Trust Corporation
July 28, 2003	Public Comment	John M. Ramsay, Senior Vice President and Regulatory Counsel, The Bond Market Association
July 28, 2003	Public Comment	Jonathan C. Conley, Federated Investment Management Company
July 28, 2003	Public Comment	Leo C. O'Neill, President, Standard & Poor's
July 28, 2003	Public Comment	Malcolm S. Macdonald, Vice President-Finance and Treasurer, Ford Motor Company
July 28, 2003	Public Comment	Mark Roemer, Finance Strategies, Siemens AG
July 28, 2003	Public Comment	Peter K. Ingerman, Chadbourne & Parke LLP
July 28, 2003	Public Comment	Pierre Bollon, Chief Executive, Association Franaise de la Gestion Financire
July 28, 2003	Public Comment	Raymond W. McDaniel, Moody's Investors Service

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-12-03

Release Number

33-8236

34-47972

IC-26066

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Comments on Proposed Rule: Rating Agencies and the Use of Credit Ratings under the Federal Securities Laws

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Comments on Proposed Rule: Rating Agencies and the Use of Credit Ratings under the Federal Securities Laws

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