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Comments on Proposed Rule: Request for Comment on the Nasdaq Petition Relating to the Regulation of Nasdaq-Listed Securities

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Date Sort descending	Letter Type	Commenter Name
Jan. 28, 2004	Public Comment	Jeffery S. Davis, Associate Vice President, of NASDAQ
Aug. 4, 2003	Public Comment	Edward S. Knight, Executive Vice President, Nasdaq Stock Market, Inc.
July 25, 2003	Public Comment	Eric Schwartz, Managing Director, Goldman Sachs and Duncan Niederauer Co-Chief Executive Officer, Spear, Leeds & Kellogg, L.P.
July 14, 2003	Public Comment	Michael Atkin, Financial Information Services Division, Software & Information Industry Association
July 10, 2003	Public Comment	John S. Markle, Associate General Counsel, Ameritrade, Inc.
July 8, 2003	Public Comment	Richard G. Ketchurn, Citigroup Global Capital Markets, Inc.
July 7, 2003	Public Comment	W. Hardy Callcott, SVP & General Counsel, Charles Schwab & Co., Inc.
July 3, 2003	Public Comment	W. Leo McBlain, Chairman; Thomas J. Jordan, Executive Director, Financial Information Forum
June 30, 2003	Public Comment	Edward J. Joyce, Chicago Board Options Exchange, Incorporated
June 17, 2003	Public Comment	Meyer S. Frucher, Philadelphia Stock Exchange, Inc.
June 27, 2002	Public Comment	Donald D. Kittell, Executive Vice President, Securities Industry Association
June 20, 2002	Public Comment	Bloomberg Tradebook LLC
June 19, 2002	Public Comment	Craig S. Tyle, General Counsel, Investment Company Institute
June 19, 2002	Public Comment	Darla C. Stuckey, Corporate Secretary, New York Stock Exchange, Inc.
June 19, 2002	Public Comment	Jeffrey T. Brown, Cincinnati Stock Exchange
June 19, 2002	Public Comment	Michael J. Simon, Senior Vice President and Secretary, International Securities Exchange, Inc.
June 19, 2002	Public Comment	William O'Brien, Chief Operating Officer, Brut, LLC
June 18, 2002	Public Comment	Brian F. Colby, Chairman, Intermarket Surveillance Group

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-11-03

Release Number

34-47849

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