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Petition Rule

Rulemaking Petition for modification of the M&A Broker Exemptions provision of the Consolidated Appropriations Act

Last Reviewed or Updated: April 27, 2023

Resources

Petition Rule: SEC Issued Version (pdf 277.03 KB)

Details

File Number

4-802

Rule Type

Petition

Release Number

4-802

SEC Issue Date

Feb. 25, 2023

Federal Register Publish Date

April 27, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Rulemaking Petition for modification of the M&A Broker Exemptions provision of the Consolidated Appropriations Act

Resources

Details

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Rulemaking Petition for modification of the M&A Broker Exemptions provision of the Consolidated Appropriations Act

Resources

Details