Final Rule

Amendments to Forms and Schedules To Remove Voluntary Provision of Social Security Numbers

Overview

This document makes a technical correction to a form amendment that was published in the Federal Register on July 1, 1997. The Commission adopted revisions to forms and schedules filed under the Securities Act of 1933, the Securities Exchange Act of 1934, related provisions of the Investment Company Act of 1940 and the Public Utility Holding Company Act of 1935, and the Trust Indenture Act of 1939, to eliminate the portion of those forms that requests filers who are natural persons to furnish their Social Security numbers. The 1997 amendment to Form MSD inadvertently omitted the removal of the second of two references to Social Security numbers in the instructions to the form.

Prior Actions

Last Reviewed or Updated: Jan. 24, 2018

Details

Rule Type
Final
Release Number
33-7479
33-7371
SEC Issue Date
Effective Date

Feb. 10, 1998

Federal Register Publish Date
Document Citation

62 FR 64968

RIN
3235-AE17
Notes

Additional material (the illustration \"'Look-Through' to Secondary ABSs Under the Rule's ABS Issuer Diversification Standards\") is available