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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Treatment of Certain Stop Orders During a Limit State or Straddle State

National Securities Exchanges, Topaz Exchange (Topaz)

Public Comments

Submit a Comment on SR-TOPAZ-2013-11

Last Reviewed or Updated: Nov. 15, 2013

Resources

Notice Rule: SEC Issued Version (pdf 35.37 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 12, 2013

File Number

SR-TOPAZ-2013-11

Rule Type

Notice

Release Number

34-70885

SEC Issue Date

Nov. 15, 2013

Federal Register Publish Date

Nov. 21, 2013

Document Citation

78 FR 69921

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Treatment of Certain Stop Orders During a Limit State or Straddle State

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Treatment of Certain Stop Orders During a Limit State or Straddle State

Public Comments

Resources

Details