Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 640, Continuing Education for Registered Persons and Adopt a Corresponding Fee

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Public Comments

Submit a Comment on SR-Phlx-2013-85

Last Reviewed or Updated: Sept. 5, 2013

Resources

Notice Rule: SEC Issued Version (pdf 46.44 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 2, 2013

File Number

SR-Phlx-2013-85

Rule Type

Notice

Release Number

34-70327

SEC Issue Date

Sept. 5, 2013

Federal Register Publish Date

Sept. 11, 2013

Document Citation

78 FR 55766

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 640, Continuing Education for Registered Persons and Adopt a Corresponding Fee

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 640, Continuing Education for Registered Persons and Adopt a Corresponding Fee

Public Comments

Resources

Details