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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 705 (Fidelity Bonds)

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Feb. 9, 2012

Resources

Notice Rule: SEC Issued Version (pdf 106.59 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 7, 2012

File Number

SR-Phlx-2012-13

Rule Type

Notice

Release Number

34-66362

SEC Issue Date

Feb. 9, 2012

Federal Register Publish Date

Feb. 15, 2012

Document Citation

77 FR 8931

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 705 (Fidelity Bonds)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 705 (Fidelity Bonds)

Resources

Details