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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members and Member Organizations the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Oct. 2, 2012

Resources

Notice Rule: SEC Issued Version (pdf 46.31 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 30, 2012

File Number

SR-Phlx-2012-117

Rule Type

Notice

Release Number

34-67966

SEC Issue Date

Oct. 2, 2012

Federal Register Publish Date

Oct. 9, 2012

Document Citation

77 FR 61460

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members and Member Organizations the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members and Member Organizations the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan

Resources

Details