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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Client Information About Agency Orders of Floor Brokers

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Aug. 21, 2012

Resources

Notice Rule: SEC Issued Version (pdf 41.17 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 17, 2012

File Number

SR-Phlx-2012-107

Rule Type

Notice

Release Number

34-67701

SEC Issue Date

Aug. 21, 2012

Federal Register Publish Date

Aug. 27, 2012

Document Citation

77 FR 51839

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Client Information About Agency Orders of Floor Brokers

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Client Information About Agency Orders of Floor Brokers

Resources

Details