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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Clarifying Changes to Rules 607 and 3202 Concerning the Application and Collection of the Covered Sale Fee

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Feb. 28, 2011

Resources

Notice Rule: SEC Issued Version (pdf 52.02 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 25, 2011

File Number

SR-Phlx-2011-23

Rule Type

Notice

Release Number

34-63985

SEC Issue Date

Feb. 28, 2011

Federal Register Publish Date

March 4, 2011

Document Citation

76 FR 12169

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Clarifying Changes to Rules 607 and 3202 Concerning the Application and Collection of the Covered Sale Fee

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Clarifying Changes to Rules 607 and 3202 Concerning the Application and Collection of the Covered Sale Fee

Resources

Details