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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange Rule 703 (Financial Responsibility and Reporting)

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Oct. 27, 2011

Resources

Notice Rule: SEC Issued Version (pdf 37.82 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 23, 2011

File Number

SR-Phlx-2011-137

Rule Type

Notice

Release Number

34-65641

SEC Issue Date

Oct. 27, 2011

Federal Register Publish Date

Nov. 2, 2011

Document Citation

76 FR 67779

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange Rule 703 (Financial Responsibility and Reporting)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange Rule 703 (Financial Responsibility and Reporting)

Resources

Details