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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Responsibilities

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Oct. 8, 2010

Resources

Notice Rule: SEC Issued Version (pdf 51.56 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 8, 2010

File Number

SR-Phlx-2010-139

Rule Type

Notice

Release Number

34-63071

SEC Issue Date

Oct. 8, 2010

Federal Register Publish Date

Oct. 18, 2010

Document Citation

75 FR 63876

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Responsibilities

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Responsibilities

Resources

Details