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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require Financial/Operations Principals of PCX OTP Firms To Successfully Complete the Series 27 Examination

National Securities Exchanges, NYSE Arca (NYSEARCA)

Last Reviewed or Updated: Oct. 8, 2004

Resources

Notice Rule: SEC Issued Version (pdf 100.75 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 8, 2004

File Number

SR-PCX-2004-86

Rule Type

Notice

Release Number

34-50508

SEC Issue Date

Oct. 8, 2004

Federal Register Publish Date

Oct. 18, 2004

Document Citation

69 FR 61425

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require Financial/Operations Principals of PCX OTP Firms To Successfully Complete the Series 27 Examination

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require Financial/Operations Principals of PCX OTP Firms To Successfully Complete the Series 27 Examination

Resources

Details