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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Regarding Rules Relating to Examinations for Floor Brokers and Market Makers and Waiver of the Examinations

National Securities Exchanges, NYSE Arca (NYSEARCA)

Last Reviewed or Updated: Sept. 3, 2004

Resources

Notice Rule: SEC Issued Version (pdf 47.48 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 5, 2004

File Number

SR-PCX-2004-71

Rule Type

Notice

Release Number

34-50312

SEC Issue Date

Sept. 3, 2004

Federal Register Publish Date

Sept. 14, 2004

Document Citation

69 FR 55486

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Regarding Rules Relating to Examinations for Floor Brokers and Market Makers and Waiver of the Examinations

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Regarding Rules Relating to Examinations for Floor Brokers and Market Makers and Waiver of the Examinations

Resources

Details