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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT Rule 343-Equities to Harmonize the NYSE MKT's Rules With Changes by Financial Industry Regulatory Authority, Inc. to Amend the Uniform Branch Office Registration Form

National Securities Exchanges, NYSE MKT (NYSEMKT)

Last Reviewed or Updated: April 22, 2014

Resources

Notice Rule: SEC Issued Version (pdf 104 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

May 19, 2014

File Number

SR-NYSEMKT-2014-34

Rule Type

Notice

Release Number

34-71988

SEC Issue Date

April 22, 2014

Federal Register Publish Date

April 28, 2014

Document Citation

79 FR 23393

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT Rule 343-Equities to Harmonize the NYSE MKT's Rules With Changes by Financial Industry Regulatory Authority, Inc. to Amend the Uniform Branch Office Registration Form

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT Rule 343-Equities to Harmonize the NYSE MKT's Rules With Changes by Financial Industry Regulatory Authority, Inc. to Amend the Uniform Branch Office Registration Form

Resources

Details