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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C-Equities To Clarify That a Retail Member Organization May Submit Retail Orders to the Retail Liquidity Program in a Riskless Principal Capacity as Well as in an Agency Capacity

National Securities Exchanges, NYSE MKT (NYSEMKT)

Last Reviewed or Updated: March 11, 2013

Resources

Notice Rule: SEC Issued Version (pdf 59.28 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

April 5, 2013

File Number

SR-NYSEMKT-2013-22

Rule Type

Notice

Release Number

34-69104

SEC Issue Date

March 11, 2013

Federal Register Publish Date

March 15, 2013

Document Citation

78 FR 16556

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C-Equities To Clarify That a Retail Member Organization May Submit Retail Orders to the Retail Liquidity Program in a Riskless Principal Capacity as Well as in an Agency Capacity

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C-Equities To Clarify That a Retail Member Organization May Submit Retail Orders to the Retail Liquidity Program in a Riskless Principal Capacity as Well as in an Agency Capacity

Resources

Details