Notice Rule

Notice of Filing of Proposed Rule Change To Amend Rule 8.601-E (Active Proxy Portfolio Shares) To Provide for the Use of Custom Baskets

National Securities Exchanges, NYSE Arca (NYSEARCA)

Public Comments

Submit a Comment on SR-NYSEArca-2021-64

Title

Order Granting Approval of a Proposed Rule Change To Amend Rule 8.601-E (Active Proxy Portfolio Shares) To Provide for the Use of Custom Baskets

Release Number

34-93120

SEC Issue Date

Sept. 24, 2021

Federal Register Publish Date

Sept. 30, 2021

Document Citation

86 FR 54257

Resources

Order Rule: SEC Issued Version (pdf 148.15 KB)

Order Rule: Federal Register Version

Last Reviewed or Updated: Aug. 6, 2021

Resources

Notice Rule: SEC Issued Version (pdf 259.42 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 2, 2021

File Number

SR-NYSEArca-2021-64

Rule Type

Notice

Release Number

34-92595

SEC Issue Date

Aug. 6, 2021

Federal Register Publish Date

Aug. 12, 2021

Document Citation

86 FR 44449

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend Rule 8.601-E (Active Proxy Portfolio Shares) To Provide for the Use of Custom Baskets

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Amend Rule 8.601-E (Active Proxy Portfolio Shares) To Provide for the Use of Custom Baskets

Public Comments

Order Rule (34-93120)

Resources

Resources

Details