Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.40 To Expand the Risk Limitation Mechanism to All Orders, Including Complex Orders

National Securities Exchanges, NYSE Arca (NYSEARCA)

Public Comments

Submit a Comment on SR-NYSEArca-2016-155

Last Reviewed or Updated: Dec. 5, 2016

Resources

Notice Rule: SEC Issued Version (pdf 234.37 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 30, 2016

File Number

SR-NYSEArca-2016-155

Rule Type

Notice

Release Number

34-79469

SEC Issue Date

Dec. 5, 2016

Federal Register Publish Date

Dec. 9, 2016

Document Citation

81 FR 89171

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.40 To Expand the Risk Limitation Mechanism to All Orders, Including Complex Orders

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.40 To Expand the Risk Limitation Mechanism to All Orders, Including Complex Orders

Public Comments

Resources

Details