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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees, and Others

National Securities Exchanges, NYSE Arca (NYSEARCA)

Last Reviewed or Updated: Nov. 20, 2015

Resources

Notice Rule: SEC Issued Version (pdf 43.34 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 18, 2015

File Number

SR-NYSEArca-2015-92

Rule Type

Notice

Release Number

34-76492

SEC Issue Date

Nov. 20, 2015

Federal Register Publish Date

Nov. 27, 2015

Document Citation

80 FR 74153

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees, and Others

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees, and Others

Resources

Details