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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 2.23 To Establish the Securities Trader and Securities Trader Principal Registration Categories

National Securities Exchanges, NYSE Arca (NYSEARCA)

Last Reviewed or Updated: Dec. 8, 2015

Resources

Notice Rule: SEC Issued Version (pdf 117.97 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 4, 2016

File Number

SR-NYSEARCA-2015-116

Rule Type

Notice

Release Number

34-76577

SEC Issue Date

Dec. 8, 2015

Federal Register Publish Date

Dec. 11, 2015

Document Citation

80 FR 77063

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 2.23 To Establish the Securities Trader and Securities Trader Principal Registration Categories

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 2.23 To Establish the Securities Trader and Securities Trader Principal Registration Categories

Resources

Details