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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Lead Market Makers ("LMMs") by Deleting Rule 6.83

National Securities Exchanges, NYSE Arca (NYSEARCA)

Last Reviewed or Updated: Nov. 9, 2015

Resources

Notice Rule: SEC Issued Version (pdf 136.31 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 7, 2015

File Number

SR-NYSEARCA-2015-106

Rule Type

Notice

Release Number

34-76395

SEC Issue Date

Nov. 9, 2015

Federal Register Publish Date

Nov. 16, 2015

Document Citation

80 FR 70852

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Lead Market Makers ("LMMs") by Deleting Rule 6.83

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Lead Market Makers ("LMMs") by Deleting Rule 6.83

Resources

Details