Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of Financial Industry Regulatory Authority Rule 5210, Which Prohibits the Publication of Manipulative or Deceptive Quotations or Transactions, as NYSE Amex Equities Rule 5210

National Securities Exchanges, NYSE Amex (NYSEAmex)

Last Reviewed or Updated: Dec. 14, 2011

Resources

Notice Rule: SEC Issued Version (pdf 81.05 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 12, 2012

File Number

SR-NYSEAMEX-2011-93

Rule Type

Notice

Release Number

34-65953

SEC Issue Date

Dec. 14, 2011

Federal Register Publish Date

Dec. 22, 2011

Document Citation

76 FR 79728

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of Financial Industry Regulatory Authority Rule 5210, Which Prohibits the Publication of Manipulative or Deceptive Quotations or Transactions, as NYSE Amex Equities Rule 5210

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of Financial Industry Regulatory Authority Rule 5210, Which Prohibits the Publication of Manipulative or Deceptive Quotations or Transactions, as NYSE Amex Equities Rule 5210

Resources

Details