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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rules 132A, 132B, and 132C, Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System ("OATS") Rules, and Making Certain Conforming Change

National Securities Exchanges, NYSE Amex (NYSEAmex)

Last Reviewed or Updated: Oct. 7, 2011

Resources

Notice Rule: SEC Issued Version (pdf 61.34 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 7, 2011

File Number

SR-NYSEAMEX-2011-74

Rule Type

Notice

Release Number

34-65524

SEC Issue Date

Oct. 7, 2011

Federal Register Publish Date

Oct. 17, 2011

Document Citation

76 FR 64151

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rules 132A, 132B, and 132C, Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System ("OATS") Rules, and Making Certain Conforming Change

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rules 132A, 132B, and 132C, Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System ("OATS") Rules, and Making Certain Conforming Change

Resources

Details