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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-NYSE Amex Equities to Make Changes Necessary to Allow Its Routing Broker to Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934

National Securities Exchanges, NYSE Amex (NYSEAmex)

Last Reviewed or Updated: July 18, 2011

Resources

Notice Rule: SEC Issued Version (pdf 47.94 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 12, 2011

File Number

SR-NYSEAmex-2011-52

Rule Type

Notice

Release Number

34-64908

SEC Issue Date

July 18, 2011

Federal Register Publish Date

July 22, 2011

Document Citation

76 FR 44065

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-NYSE Amex Equities to Make Changes Necessary to Allow Its Routing Broker to Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-NYSE Amex Equities to Make Changes Necessary to Allow Its Routing Broker to Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934

Resources

Details