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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 7400 Series

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

Submit a Comment on SR-NYSE-2021-48

Last Reviewed or Updated: Sept. 1, 2021

Resources

Notice Rule: SEC Issued Version (pdf 214.85 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

File Number

SR-NYSE-2021-48

Rule Type

Notice

Release Number

34-92845

SEC Issue Date

Sept. 1, 2021

Federal Register Publish Date

Sept. 8, 2021

Document Citation

86 FR 50394

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 7400 Series

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 7400 Series

Public Comments

Resources

Details