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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

Submit a Comment on SR-NYSE-2020-57

Last Reviewed or Updated: July 21, 2020

Resources

Notice Rule: SEC Issued Version (pdf 199.67 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 17, 2020

File Number

SR-NYSE-2020-57

Rule Type

Notice

Release Number

34-89357

SEC Issue Date

July 21, 2020

Federal Register Publish Date

July 27, 2020

Document Citation

85 FR 45268

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares

Public Comments

Resources

Details