Notice Rule

Notice of Filing of Proposed Rule Change To Amend Rules 104 and 36 To Require and Facilitate Routine Communications Between Designated Market Makers ("DMMs") and Designated Representatives of Listed Issuers

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Title
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rules 104 and 36 To Require Designated Market Makers To Communicate With a Designed Senior Representative of the Issuers of the DMM's Assigned Secur
Release Number
34-85826
SEC Issue Date
Federal Register Publish Date
Document Citation

84 FR 22173

Title
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rules 104 and 36 To Require Communications From a Designated Market Maker ("DMM") to a Designed Senior
Release Number
34-86163
SEC Issue Date
Federal Register Publish Date
Document Citation

84 FR 30262

Last Reviewed or Updated: March 20, 2019