Order Rule

Notice of Filing of Proposed Rule Change Amending Rule 104 To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

Submit a Comment on SR-NYSE-2016-71

Title
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending Rule 104 To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Sec
Release Number
34-80044
SEC Issue Date
Federal Register Publish Date
Document Citation

82 FR 11388

Resources

Order Rule: SEC Issued Version (pdf 166.79 KB)
Order Rule: Federal Register Version
Order Disapproving Proposed Rule Changes Amending Exchange Rule 104 to Delete Subsection (g)(i)(A)(III), Which Prohibits Designated Market Makers from Engaging in Transactions, During the Last Ten Minutes of Trading Before the Close, that Establish a New
Rel. No. 34-79612
Rel. No. 34-79284
Rel. No. 34-80552
View Received Comments

Title
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rule 104 To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DM
Release Number
34-79612
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 95205

Resources

Notice Rule: SEC Issued Version (pdf 82.67 KB)
Notice Rule: Federal Register Version
Order Disapproving Proposed Rule Changes Amending Exchange Rule 104 to Delete Subsection (g)(i)(A)(III), Which Prohibits Designated Market Makers from Engaging in Transactions, During the Last Ten Minutes of Trading Before the Close, that Establish a New
Order Rel. No. 34-80044
Rel. No. 34-79284
Rel. No. 34-80552

Title
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending Rule 104 To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing
Release Number
34-80552
SEC Issue Date
Federal Register Publish Date
Document Citation

82 FR 20927

Resources

Notice Rule: SEC Issued Version (pdf 159.99 KB)
Notice Rule: Federal Register Version
Order Disapproving Proposed Rule Changes Amending Exchange Rule 104 to Delete Subsection (g)(i)(A)(III), Which Prohibits Designated Market Makers from Engaging in Transactions, During the Last Ten Minutes of Trading Before the Close, that Establish a New
Order Rel. No. 34-80044
Rel. No. 34-79612
Rel. No. 34-79284
Rel. No. 34-80552

Title
Notice of Filing of Proposed Rule Change Amending Rule 104 To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last
Release Number
34-79284
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 81222

Resources

Notice Rule: SEC Issued Version (pdf 127.42 KB)
Notice Rule: Federal Register Version
Exhibit 5
Order Disapproving Proposed Rule Changes Amending Exchange Rule 104 to Delete Subsection (g)(i)(A)(III), Which Prohibits Designated Market Makers from Engaging in Transactions, During the Last Ten Minutes of Trading Before the Close, that Establish a New
Order Rel. No. 34-80044
Rel. No. 34-79612
Rel. No. 34-80552
Rel. No. 34-80552

Last Reviewed or Updated: Nov. 10, 2016

Resources

Order Rule: SEC Issued Version (pdf 188.29 KB)
Order Rule: Federal Register Version
Rel. No. 34-80552
Order Rel. No. 34-80044
Rel. No. 34-79612
Rel. No. 34-79284
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from E
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchan
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Secu
Notice of Filing of Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Security the DMM has a Long (Short) Position Durin

Details

Public Comments Due
File Number
SR-NYSE-2016-71
Rule Type
Order
Release Number
34-81150
SEC Issue Date
Federal Register Publish Date
Document Citation

82 FR 33534