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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the New York Stock Exchange LLC Price List To Make Changes to Certain Transaction Fees To Eliminate the Step-Up Rate for Non-Floor Broker Transactions

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Sept. 10, 2012

Resources

Notice Rule: SEC Issued Version (pdf 47.03 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 5, 2012

File Number

SR-NYSE-2012-41

Rule Type

Notice

Release Number

34-67814

SEC Issue Date

Sept. 10, 2012

Federal Register Publish Date

Sept. 14, 2012

Document Citation

77 FR 56895

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the New York Stock Exchange LLC Price List To Make Changes to Certain Transaction Fees To Eliminate the Step-Up Rate for Non-Floor Broker Transactions

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the New York Stock Exchange LLC Price List To Make Changes to Certain Transaction Fees To Eliminate the Step-Up Rate for Non-Floor Broker Transactions

Resources

Details