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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 319 and its Interpretation, Which Address Fidelity Bond Requirements, and Adopt New Rule Text That Is Substantially Similar to FINRA Rule 4360

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Feb. 16, 2012

Resources

Notice Rule: SEC Issued Version (pdf 47.79 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 15, 2012

File Number

SR-NYSE-2012-04

Rule Type

Notice

Release Number

34-66411

SEC Issue Date

Feb. 16, 2012

Federal Register Publish Date

Feb. 23, 2012

Document Citation

77 FR 10788

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 319 and its Interpretation, Which Address Fidelity Bond Requirements, and Adopt New Rule Text That Is Substantially Similar to FINRA Rule 4360

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 319 and its Interpretation, Which Address Fidelity Bond Requirements, and Adopt New Rule Text That Is Substantially Similar to FINRA Rule 4360

Resources

Details