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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 312 and 321 and Adopt New Rules 2262 and 2269 Filed by the Financial Industry Regulatory Authority, Inc.

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Dec. 16, 2009

Resources

Notice Rule: SEC Issued Version (pdf 55.27 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 14, 2010

File Number

SR-NYSE-2009-125

Rule Type

Notice

Release Number

34-61176

SEC Issue Date

Dec. 16, 2009

Federal Register Publish Date

Dec. 24, 2009

Document Citation

74 FR 68442

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 312 and 321 and Adopt New Rules 2262 and 2269 Filed by the Financial Industry Regulatory Authority, Inc.

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 312 and 321 and Adopt New Rules 2262 and 2269 Filed by the Financial Industry Regulatory Authority, Inc.

Resources

Details