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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Sample Broker Letters Set Forth In Rule 451

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Nov. 20, 2009

Resources

Notice Rule: SEC Issued Version (pdf 39.59 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 22, 2009

File Number

SR-NYSE-2009-114

Rule Type

Notice

Release Number

34-61046

SEC Issue Date

Nov. 20, 2009

Federal Register Publish Date

Dec. 1, 2009

Document Citation

74 FR 62849

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Sample Broker Letters Set Forth In Rule 451

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Sample Broker Letters Set Forth In Rule 451

Resources

Details