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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Change To Exchange Rule 325 Relating to Financial Responsibility Requirements of Member Organizations

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Dec. 20, 2007

Resources

Notice Rule: SEC Issued Version (pdf 68.51 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 18, 2008

File Number

SR-NYSE-2007-108

Rule Type

Notice

Release Number

34-57009

SEC Issue Date

Dec. 20, 2007

Federal Register Publish Date

Dec. 28, 2007

Document Citation

72 FR 73953

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Change To Exchange Rule 325 Relating to Financial Responsibility Requirements of Member Organizations

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Change To Exchange Rule 325 Relating to Financial Responsibility Requirements of Member Organizations

Resources

Details