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Notice Rule

Notice of Filing and Immediate Effectivenes of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization "Facilitating" a Customer Order of at Least 10,000 Shares

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Jan. 9, 2007

Resources

Notice Rule: SEC Issued Version (pdf 53.89 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 9, 2007

File Number

SR-NYSE-2006-117

Rule Type

Notice

Release Number

34-55069

SEC Issue Date

Jan. 9, 2007

Federal Register Publish Date

Jan. 19, 2007

Document Citation

72 FR 2577

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectivenes of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization "Facilitating" a Customer Order of at Least 10,000 Shares

Resources

Details

More in this Section

Notice of Filing and Immediate Effectivenes of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization "Facilitating" a Customer Order of at Least 10,000 Shares

Resources

Details