Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Create New NYSE Rule 416A ("Member and Member Organization Profile Information Updates and Quarterly Certifications Via the Electronic Filing Platform") and To Amend NYSE Rule 476A ("Imposition of Fines for Minor Violations of Rules"), Adding New NYSE Rule 416A to the "List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A"

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Title
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Create New NYSE Rule 416A ("Member and Member Organization Profile Information Updates and Quarterly Certifications Via the Electronic Filing Platform") and To Amend NYSE Rule 476A ("
Release Number
34-50559
SEC Issue Date
Federal Register Publish Date
Document Citation

69 FR 62314

Resources

Notice Rule: SEC Issued Version (pdf 115.75 KB)
Notice Rule: Federal Register Version
Rel. No. 34-50734

Last Reviewed or Updated: Oct. 19, 2004