Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee and Rebate Schedule To Create a Liquidity-Adding Volume Threshold To Benefit From the Current Liquidity Taking Fee in Securities Priced $1.00 or Greater

National Securities Exchanges, National Stock Exchange (NSX)

Last Reviewed or Updated: Sept. 26, 2016

Resources

Notice Rule: SEC Issued Version (pdf 133.28 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 21, 2016

File Number

SR-NSX-2016-11

Rule Type

Notice

Release Number

34-78931

SEC Issue Date

Sept. 26, 2016

Federal Register Publish Date

Sept. 30, 2016

Document Citation

81 FR 67412

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee and Rebate Schedule To Create a Liquidity-Adding Volume Threshold To Benefit From the Current Liquidity Taking Fee in Securities Priced $1.00 or Greater

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee and Rebate Schedule To Create a Liquidity-Adding Volume Threshold To Benefit From the Current Liquidity Taking Fee in Securities Priced $1.00 or Greater

Resources

Details