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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs

Securities Futures Associations, National Futures Association

Public Comments

Submit a Comment on SR-NFA-2015-01

Last Reviewed or Updated: Aug. 31, 2023

Resources

Notice Rule: SEC Issued Version (pdf 107.66 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 11, 2016

File Number

SR-NFA-2015-01

Rule Type

Notice

Release Number

34-76644

SEC Issue Date

Dec. 15, 2015

Federal Register Publish Date

Dec. 21, 2015

Document Citation

80 FR 79390

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs

Public Comments

Resources

Details