Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exempt Certain Categories of Investment Companies Registered Under the Investment Company Act of 1940 From the Requirements To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company Under Certain Conditions

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Last Reviewed or Updated: Oct. 29, 2021

Public Comments Due

Nov. 26, 2021

File Number

SR-NASDAQ-2021-083

Rule Type

Notice

Release Number

34-93467

SEC Issue Date

Oct. 29, 2021

Federal Register Publish Date

Nov. 4, 2021

Document Citation

86 FR 60930