Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform the Exchange's By-Law Provisions Regarding the Chief Regulatory Officer to Those of Its Affiliate, Nasdaq PHLX LLC

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Submit a Comment on SR-NASDAQ-2018-072

Last Reviewed or Updated: Sept. 19, 2018

Resources

Notice Rule: SEC Issued Version (pdf 134.46 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 16, 2018

File Number

SR-NASDAQ-2018-072

Rule Type

Notice

Release Number

34-84214

SEC Issue Date

Sept. 19, 2018

Federal Register Publish Date

Sept. 25, 2018

Document Citation

83 FR 48486

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform the Exchange's By-Law Provisions Regarding the Chief Regulatory Officer to Those of Its Affiliate, Nasdaq PHLX LLC

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform the Exchange's By-Law Provisions Regarding the Chief Regulatory Officer to Those of Its Affiliate, Nasdaq PHLX LLC

Public Comments

Resources

Details