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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 4120(c)(8) With Respect to Initial Pricing of Certain Securities Not Subject to an Initial Public Offering

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: April 11, 2014

Resources

Notice Rule: SEC Issued Version (pdf 29.23 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 8, 2014

File Number

SR-NASDAQ-2014-032

Rule Type

Notice

Release Number

34-71931

SEC Issue Date

April 11, 2014

Federal Register Publish Date

April 17, 2014

Document Citation

79 FR 21829

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 4120(c)(8) With Respect to Initial Pricing of Certain Securities Not Subject to an Initial Public Offering

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 4120(c)(8) With Respect to Initial Pricing of Certain Securities Not Subject to an Initial Public Offering

Resources

Details