Order Rule

Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust High Yield Long/Short ETF of First Trust Exchange-Traded Fund IV

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Title

Release Number

34-68581

SEC Issue Date

Jan. 4, 2013

Federal Register Publish Date

Jan. 10, 2013

Document Citation

78 FR 2295

Resources

Notice Rule: SEC Issued Version (pdf 90.63 KB)

Notice Rule: Federal Register Version

Rel. No. 34-68972

Last Reviewed or Updated: Jan. 4, 2013

Resources

Order Rule: SEC Issued Version (pdf 155.83 KB)

Order Rule: Federal Register Version

Rel. Nos. 34-68581

Details

Public Comments Due

Jan. 31, 2013

File Number

SR-NASDAQ-2012-147

Rule Type

Order

Release Number

34-68972

SEC Issue Date

Feb. 22, 2013

Federal Register Publish Date

Feb. 28, 2013

Document Citation

78 FR 13721

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust High Yield Long/Short ETF of First Trust Exchange-Traded Fund IV

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust High Yield Long/Short ETF of First Trust Exchange-Traded Fund IV

Notice Rule (34-68581)

Resources

Resources

Details