Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Several NASDAQ Rules To Reflect Changes to Rules of the Financial Industry Regulatory Authority ("FINRA")

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Nov. 5, 2012

Resources

Notice Rule: SEC Issued Version (pdf 53.38 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 30, 2012

File Number

SR-NASDAQ-2012-124

Rule Type

Notice

Release Number

34-68153

SEC Issue Date

Nov. 5, 2012

Federal Register Publish Date

Nov. 9, 2012

Document Citation

77 FR 67409

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Several NASDAQ Rules To Reflect Changes to Rules of the Financial Industry Regulatory Authority ("FINRA")

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Several NASDAQ Rules To Reflect Changes to Rules of the Financial Industry Regulatory Authority ("FINRA")

Resources

Details